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Frequently Asked Questions

Welcome to the UCF IRB FAQ Page

This resource is designed to support researchers, faculty, students, and staff in navigating the Institutional Review Board (IRB) process. Whether you’re submitting your first study, updating documents, or closing a completed project, you’ll find answers to common questions about Huron IRB, study submission, review timelines, regulatory requirements, and more.

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Getting Started with IRB

What is an IRB?

An IRB is a committee that reviews research involving human subjects to ensure that all research complies with ethical standards and regulations. IRB’s are made up of a diverse group of board members including scientists, nonscientists, and members of our community.

Does my research need to be reviewed and approved/determined by an IRB?

All research involving human subjects must be reviewed by the IRB prior to starting.  If you have questions about if your study meets the federal definition of Human Subjects Research, you can reference HRP-310 in the Huron Library under Worksheets and email the IRB at irb@ucf.edu.

Where can I find guidance documents and templates?

IRB guidance documents and templates can be found in the Huron Library.

Where do I create and submit my IRB application?

Study application processing takes place through the Huron Research Suite. The application consists of uploading documents and information about your study. Visit the Huron Research Suite.

How do I determine the level of review?

The level of review is determined by a multitude of factors. As research risks increase, the review level goes up. Review levels include:

  • Not Human Subjects Research (NHSR)

  • Exempt

  • Expedited

  • Full Board Review

To help determine which review level your research falls under, review IRB guidance 07 – Study Application Instructions in the Huron Library.  You can also set up a meeting with the IRB staff during Office Hours to discuss your project.

Where can I find Huron IRB resources?

Within the Huron IRB system, the “Help Center” contains quick reference guides and videos. You can access the Help Center by clicking the IRB tab in the top navigation then clicking the Help Center tab.

Is there any training needed prior to submission?

CITI Training is required for all key study personnel completing research that is considered Human Subjects Research. Researchers are required to complete either Human Subjects Research-Group 1 Biomedical Research Investigators and Key Personnel or Human Subjects Research- Group 2 Social/Behavioral Research Investigators and Key Personnel. Training is required prior to approval of any review levels apart from Not Human Subjects Research (NHSR).

 

There are also additional modules required for NIH funded clinical trials and FDA clinical trials. See additional information about CITI in the Huron IRB Library under IRB> Library> General> IRB Guidance 4 – CITI Training.

How does a new user get access to the Huron IRB system?

UCF employees/students will be able to access the system once their NID has been created. All users can create studies and be listed on studies.

 If additional access is needed for an employee or you are not in the system, create a GRIT help desk ticket (GRITservicedesk@ucf.edu) with your name, employee ID, and title. The ticket will be routed to the GRIT team to have the appropriate user roles/offices assigned.

Roles, Permissions, and Submission Responsibility

Who can be a Principal Investigator (PI)?

A faculty member or graduate student can be a PI on a study. Undergraduate students cannot serve as PI of a study. The undergraduate must be listed as the Co-PI, and their Faculty Advisor must be listed as the PI.

Who should I list as my Faculty Advisor?

Faculty Advisors are UCF faculty or staff members who oversee student-led research. A thesis chair, dissertation chair, or faculty mentor are all examples of appropriate Faculty Advisors. In all student-led research regardless of the level, faculty advisors have the responsibility of guiding the student through the IRB application process.

 Note: Faculty advisors must be core UCF faculty. Volunteer faculty are not eligible to serve as advisors.

What is the process for faculty review of graduate research applications?

The IRB relies on faculty advisor’s (FA) scholarly expertise to review student’s research. FA’s are accountable for the review, approval, and execution of student-led research projects. This includes:

  • Verifying the qualifications of a student as an investigator.

  • Ensuring student’s submission documents meet basic application requirements.

  • Assessing the scientific and scholarly validity of the research.

See IRB Guidance 16 – Faculty Advisor Ancillary Review for guidance on faculty advisor review of student submissions.

Do undergraduate researchers need to work with a faculty advisor for IRB approval?

Yes, all undergraduate researchers must work with a faculty advisor who serves as the PI on the study application. Undergraduate students can still create an initial application and author application materials, but the listed PI takes responsibility and is expected to review all application materials prior to submission.

Can anyone submit on behalf of the PI?

No, only the Principal Investigator (PI) can submit a study application in the Huron Research Suite.

What if I have an external team member that is not listed in the Huron system?

Only UCF faculty, staff, and students have access to the Huron Research Suite. If you need to add an external team member, complete and upload the HRP-253 External Members and additional documents as needed under external team member information within the local study team members page of the study application.

Who can edit a study in the Huron IRB system?

Study information can be edited by individuals listed on the local study team. This includes the principal investigator, faculty advisor, co-investigatoris, and research assistants.

Note: Although a study application can be changed by individuals listed on the local study team members page, only the listed PI can submit.

Review Types and Determinations

When is IRB approval/determination not required?

IRB determination is not required for research that falls under Not Human Subjects Research (NHSR) or does not meet the federal definition of research. However, IRB approval/determination is a requirement for most thesis or dissertation research regardless of if it falls under the NHSR review level.

What does it mean if my research is considered NHSR?

Not Human Subjects Research (NHSR) means your project does not meet the federal definition of Human Subjects Research. Very often, we see NHSR submissions that involve research with existing, de-identified information or human biospecimens. This de-identified data can come from other researchers, hospital/medical records, public dataset/ repositories, biobanks, or commercial vendors.

This review level also encompasses projects that fall under the “Not Research” determination. “Not Research” includes non-generalizable research such as:

  • Case Studies

  • Quality Improvement Projects

  • Program Evaluation Activities

  • Oral Histories

  • Journalistic activities

What does it mean if my research is Exempt?

Studies fall under the Exempt review level when the research is no more than minimal risk and fits into one of the Exempt categories. Examples of studies that fit this review level include:

  • Educational Research

  • Survey/Interview Research with no psychological risk

  • Brief Benign Behavioral Interventions

What does it mean if my research is Expedited?

If research is determined to be Expedited, the study poses no greater than minimal risk to research subjects and meets an Expedited category. Minimal risk is when harm or risk does not exceed ordinary risks encountered in daily life. Studies that fit the Expedited review categories include:

  • Studies with vulnerable populations

  • Low-risk clinical trials

  • Small quantity blood collection

  • Non-invasive collection of human biospecimens or health metrics (blood pressure, heart rate, etc.)

  • Research with data requiring consent.

  • Survey, Interview, or interventional research that may include health or psychological risks.

What does it mean if my research requires a Full Board Review?

Research that requires Full Board Review uses the same templates as an expedited review level, but the research could be considered more than minimal risk. This means research participants could encounter harm or discomfort greater than what is anticipated in daily life.

IRB reviewers make the final decision of whether a study will need full board review. When a study goes to the board, it is reviewed by a diverse group of experts who vote on the final determination.

Do I still apply for exemption if I am using secondary data?

It depends. If the secondary data being used includes identifiable private information or biospecimens that do not require consent, it is recommended to use the protocol template HRP-255SR.

Note: Secondary research involving social media data requires an exempt determination despite the data seeming to be publicly available.

For more information on the use of secondary data in human subjects research, review IRB Guidance 13 – Guidance on Secondary Analysis of Existing Data and Data Sets.

What if my research involves vulnerable populations (prisoners, children, pregnant women, cognitively impaired)?

Research involving vulnerable populations must be reviewed at the Expedited level and could be assigned to the board for review.

Is social media data considered publicly available data?

Recent developments on the use of personal data extracted from social media no longer fits the definition of publicly available data and is not considered to be de-identified. Researchers should complete the HRP-255SR (Protocol) if they are not recording identifiers or complete the HRP-503 (Protocol) if they plan to record identifiers, including usernames, for research purposes. Be sure to upload a data points document to share what types of information will be recorded from the social media data.

Study Preparation and Application Components

How do I know which templates to use?

You can find the templates that are required for each review level by accessing Guidance Document 07 – Study Application Instructions.

All review levels require a study protocol (HRP-250, HRP-255, HRP-255SR, or HRP-503), and a participant consent form (HRP-254, HRP-502). Studies that are NHSR do not require a consent form. Use of templates depends on the design of the research study. For instance, research involving children requires a parental consent form (HRP-502b).

 

Where can I find the PI Manual, templates, and other guidance documents?

Guidance documents and templates can be found in the Huron Library.

How can I get help with the IRB submission process?

The IRB holds office hours to assist researchers navigating the IRB application process. Faculty researchers should utilize the IRB office hours. Student researchers should utilize the IRB Ambassador office hours for any clarifications or guidance on the IRB application process. Want to reserve a meeting time? Use the following links to reserve a meeting:

Can the IRB assist with developing my research design?

No, the IRB refrains from offering research design guidance apart from considerations inherent to the protection of human subjects.

If you need research development assistance, such as proposal support, faculty researchers can utilize UCF’s Research development resources. Student researchers should consult their thesis chair or committee members for guidance on research design.

Where do I add my department chair/director/dean to review my study?

Department chairs can be added by selecting the “Manage Ancillary Reviews” on the study workspace page, searching for the department chair/director/dean’s name, and selecting “Department” under “Review Type.”

What should I do if I cannot find my funding source?

First try searching by adding “%” in front of and after the first few letters of the funding source. For example, if searching for NSF, type “%National%.” If you are still unable to find the funding source, you will need to email the Graduate and Research Information Technology (GRIT) help desk at GRITServiceDesk@ucf.edu so that the funding source can be added to the Huron IRB system.

What is “Other Attachments” under the Local Site Documents in my IRB application?

Other attachments” is where you upload study materials that participants will encounter during their participation in the study (measures, questions, visuals, devices). Additional documents such as letters of support should be submitted under other attachments as well.

Does the IRB offer workshops?

You can request an IRB presentation for your class or program by emailing irb@ucf.edu. For HUT students, an IRB workshop is offered by the Burnett Honors College and meets the workshop requirement for the HUT program.

Where can I find videos that explain the IRB application process?

UCF’s IRB offers tutorial videos through the UCF IRB Learning Center on YouTube. 

There are also guidance videos located within “Help Center” under the IRB tab of the Huron Research Suite.

What are the requirements for studies that offer incentives or compensation to research participants?

There are numerous considerations for research studies that provide incentives for participation. Federal regulations do not specify the level of payment that should be offered to research subjects; however, payment should be equitable (equal pay for equal time and effort), and confidentiality of information related to payments must also be protected.

For more information related to compensation in research studies see IRB Guidance 09 – Payment Guidance.

What is considered international research?

International research is when field work is being conducted in an international setting. There are various considerations when submitting an application for international research and it is recommended to start the application process at least 4 months prior to the expected start of research.

See IRB Guidance 01 – International Research Guidance Document for more information.

Note: If research is directed at international participants but takes place online, the research is not considered “international.”

IRB Review Process and Notifications

What is a clarification request?

A clarification request is correspondence from an IRB reviewer in which they request changes to uploaded study application materials. Clarification requests include specific instruction on how to proceed with a study application.

Note: Improperly addressing clarification requests can lead to longer approval times for a study application.

See IRB Guidance 07 – Study Application Instructions for more information on clarification requests.

How do I know if the IRB has received my study or clarification responses?

When study is in pre-review, IRB review, and post review, it is on the side of the IRB.  When a study is in pre submission, clarification requested or modifications required, it is on the researcher’s side. When you add a study comment, the reviewer will receive an email notifying them of the comment.

How long does it take for my study to be approved/determined?

The usual turnaround time for studies is 2-6 weeks from Pre-Review state to Review Complete State. Approval time is dependent on the current queue of studies in review, the complexity of the study, and the amount of time it takes to address clarification requests.

Can I conduct research if my IRB application is still under review?

No, you may not begin research activities until your study application is approved/determined. Beginning study procedures prior to IRB approval can result in negative consequences such as potential harm to participants, loss of funding, inability to publish results, etc.

Where can I find my study?

If you have started a study application, you can access it by logging into the Huron Research Suite. Individual study applications are located under the “All Submissions” section of the IRB page.

What are common reasons for a study application to be sent back for Clarification?

Clarification requests can be made during the pre-review and IRB review phases of the study application process. Common reasons for study clarification requests include:

  • Incomplete documents

  • Incorrect templates

  • Track changes/comments left on documents.

  • Incomplete/expired CITI training

  • Consistency errors

  • Documents uploaded in the incorrect location of the application.

To ensure that a study application meets basic study submission requirements, review IRB Guidance 07 -Study Application Instructions.

If my study is Discarded, am I still able to access it?

Yes, you can make a copy of a study by selecting “Copy Submission” on the bottom left side of the study workspace.

After Approval and Study Closure

Once my study is approved/determined, where can I find a copy of the approval letter?

An approved/determined study will provide an approval letter on the study’s workspace on the Huron Research Suite.

Where can I find my finalized documents?

You can locate your finalized forms under the “Final” column of the “Documents” tab of the study workspace.

Note: Only the consent form and debriefing forms will have approval stamps at the bottom of the finalized document.

How do I make changes to my approved/determined study?

Changes to an approved/determined study take the form of a Modification (MOD) request. Researchers can update their study materials and/or study team members through a MOD. To create a MOD, return to your study workspace and select “Create Modification/CR.”

Note: Modifications that involve substantive changes to the previously approved research may require a new study application or the same level of review as a new application.

 For more information on submitting a MOD request, see HRP-103 – Investigator Manual in the Huron Library.

What if something unexpected happens during an IRB approved/determined study?

If an unexpected mistake or issue occurs during a study such as research not following the approved protocol, it is the responsibility of the PI to accurately document and report the information which takes the form of Reportable New Information (RNI).

Examples include:

  • Information that indicates a new or increased risk, or a new safety issue.

  • Harm experienced by a subject or other individual, which in the opinion of the investigator are unexpected and probably related to the research procedures.

  • Failure to follow the protocol due to the action or inaction of the investigator or research staff.

  • Breach of confidentiality.

How do I know if my study has an approval end date or not?

If a study has an approval end date, it will be listed in the approval letter as well as on the study workspace at the top left corner and will be listed as “Approval End.”

I am done with my research. Is there anything else I need to do?

When research activities have ceased, it is important to close your study within the Huron Research Suite. The IRB keeps track of all active human subjects research studies.

If you are a student researcher intending to graduate it is important to close your study after completion as well as inform all other PI’s whose study applications where you might be listed as a study team member.

How do I close my studies?

To close a study, a Continuing Review submission must be made. There is no study closure button. For guidance on submitting a study closure request, watch How to Submit a Study Closure Request on the UCF IRB Learning Center.

How long do I need to keep research data?

State of Florida law requires all research data to be retained for a minimum of five years after study closures. Additionally, data retention requirements are six years for signed HIPAA Authorizations and sponsored research may have further requirements.

What is a PI Quality Improvement Assessment visit?

To ensure that human subjects research conducted at UCF is compliant with federal, state, and UCF policies, 5 protocols are selected each month for a Quality Improvement Assessment visit.

Any open protocol is eligible for selection. Principal investigators of studies selected for review will receive an email from a compliance specialist (HRPPQIA@ucf.edu) notifying him/her of the selection.

During an assessment visit, the Compliance Specialist meets with the investigator to review study related documents to ensure that applicable laws and regulations are being followed. Investigators should prepare for a visit by locating the following information:

  • All study documents (protocol, consent, recruitment materials, study instruments).

  • All study data collected (spreadsheets, transcripts, recordings).

  • Protection and storage of materials and data.

  • Hard copy data (signed consent forms, handwritten surveys).

After the assessment meeting, the Compliance Specialist will send a completed assessment worksheet to the investigator for review and signature. If there are any compliance findings, the worksheet will be provided to the IRB for review. The IRB will then contact the investigator directly with the next steps.

 

Working with External Collaborators and IRBs

What research institutions does UCF’s IRB have agreements with?

UCF IRB currently has pre-negotiated agreements with the following institutions and a new agreement is not needed. This includes three local hospital systems:

  • Advent Health– for Exempt and Non-Exempt Human Subject Research regardless of funding.
  • Nemours Children’s Health– for Exempt and Non-Exempt Human Subject Research regardless of funding.
  • Orlando Health– for Exempt and Non-Exempt Human Subject Research regardless of funding.

We also have pre-negotiated agreements for some Department of Defense studies. Contact the IRB at irb@ucf.edu for more information. In all other cases, a NEW agreement is needed specific to each study or associated group of studies.

What should I do if I am conducting research with another institution?

Reach out to the IRB if you are working with another institution. Sometimes agreements need to be completed, and sometimes each IRB reviews their own research. Reach out to the UCF IRB at irb@ucf.edu with information on the funding associated with the research, the type of review (is it exempt, expedited, etc.) the reviewing IRB and UCF’s role in the research.

What should I do if I have an external collaborator?

External collaborators are added in the Local Study Team Members section of the study application. They are not listed in the Huron system however, they can be added in the separate section for External Team Members.

When adding new external team member(s), upload the HRP-252 – Individual Investigator Agreement for each investigator added, and the HRP-253 External Members to list each external research member on your study.

Human-Subjects Research Defintion 

What is Protected Health Information (PHI)?

Protected Health Information (PHI) is information in the medical record that could be used to identify an individual and was collected while utilizing health care services.

What is HIPAA and how does it apply to human-subjects research?

The Health Insurance Portability and Accountability Act (HIPAA) is a federal law that protects health information such as medical records, billing information, and other details related to an individual’s health and medical data.

HIPAA regulations apply to human-subjects research if study data is:

  • Personal Health Information (PHI) derived from medical records.

  • Created and or collected during healthcare.

Used to make treatment decisions.

What is Informed Consent?

Informed Consent is the process by which individuals are thoroughly informed on the benefits and risks associated with a research study so that participants may make an informed decision of whether to participate in said research.

What is a Human Research Protection Program (HRPP)?

The mission of this Institution’s Human Research Protection Program plan is to protect the rights and welfare of subjects involved in Human Research. This system is in place to ensure that all research involving human subjects is conducted in a safe and ethical manner.

 You can learn more about the purpose of the HRPP by reviewing the HRP-101 – Human Research Protection Program Plan in the Huron Library.

What is Assent?

Assent is an agreement from someone who is not able to give legal consent, such as children or individuals with impaired decision-making capacity.  Instead, they provide an affirmative agreement to participate in research.

IRB’s take age, psychological state, and proposed research activities into account when making the final determination on the assent process.

Assent does not take the place of consent in research studies involving individuals who cannot formally agree to participate by legal standards (children, impaired, etc.), but instead is meant to confirm that those individuals in fact agree to participate rather than passively comply.

What is Personally Identifiable Information (PII)?

Personally Identifiable Information (PII) is any data that could be used to identify an individual or can trace back to a person’s identity. PII can include but is not limited to:

  • Names

  • Contact information (email, phone number, address, etc.)

  • Identification numbers (SSN, IP address, etc.)

  • Video and voice recordings

  • Protected Health Information (PHI)

  • Biospecimens

What is research according to federal regulations?

Defined by the Common Rule, research is “systematic investigation, including research development, testing and evaluation, designed to develop or contribute to generalizable knowledge” (§ 46.102(d).

What is a human-subject?

According to the Common Rule, human subjects are “living individual(s) about whom an investigator conducting research obtains: (1) data through intervention or interaction with the individual; or (2) identifiable private information” (§ 46.102(f).

What is an intervention?

An intervention includes physical procedures in which data are gathered and manipulations of the human subject or human subject’s environment for research purposes.

What is generalizable knowledge?

The Common Rule defines research as being designed to develop or contribute to generalizable knowledge. Research is considered generalizable when findings are intended to be applied beyond a study population and contribute to a broader understanding of the research topic. If a researcher is planning to publish and contribute scientific knowledge about their research topic, the research is likely to be generalizable.

 Research that does not considered generalizable includes:

  • Case Studies

  • Quality Improvement Projects

  • Program Evaluation Activities

  • Oral Histories

  • Journalistic Activities

What is minimal risk?

The probability and magnitude of harm or discomfort anticipated in the research are not greater in and of themselves than that ordinarily encountered in daily life or during the performance of routine physical or psychological examinations or tests.

 Examples of minimal risk data collection procedures include:

  • Surveys and Interviews

  • Observational Studies

  • Blood draws within a certain amount in a certain time period, swabbing, and imaging

 Note: Minimal risk standards can vary depending on the research population, especially if the research involves vulnerable populations (children, pregnant women, prisoners, adults unable to consent, etc.)

What is a Conflict of Interest (COI))?

Conflict of Interest (COI) occurs when a researcher’s professional judgment or objectivity is compromised by a financial, professional, or personal interest. COI only implies potential for bias due to the presence of conflicting objectives.

 When submitting a study application to the IRB, it is required to disclose any conflicts of interest related to the research. This disclosure does not halt research activities for the researcher but allows the IRB to implement a plan to ensure that the research is designed, conducted, and reported in an objective manner.

What are the best practices for data security?

Human subjects research always involves the collection of data. As researchers, we must pay close attention to the ways we protect participant data so that it does not fall into the wrong hands and put participants at risk. Some general areas of concern are:

  • Network security and data transmission.

  • Data storage

  • Data transcription

  • Data retention

Note: For all studies that collect human subjects data, there are minimum requirements for data protection. For studies that collect data that is potentially harmful (places the participant at risk of criminal or civil liability or be damaging to the participants financial standing, employability, educational achievement, reputation, etc.) the IRB may ask for additional data protections.

For more information see IRB Guidance 02 – Data Security Best Practices.

What is deception or incomplete disclosure in research?

Deception and incomplete disclosure is when human subjects are purposefully misled or withheld information about the research. This is only acceptable when such practices are key to research design and research cannot be performed without deception or incomplete disclosure.

 These practices raise concerns as they can affect a participant’s ability to make a fully informed decision about participating in research. It is required to thoroughly justify these practices in the study protocol and include a debriefing form to make up for the lack of fully informed consent.

 See IRB Guidance 11 – Deception or Incomplete Disclosure for more information.